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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-05
NJ RA APPROVED 2022-03-18
NY RA APPROVED 2022-03-18
TX RA APPROVED_RES 2022-03-18
  • CT RA
    APPROVED
    Since 2022-05-05
  • NJ RA
    APPROVED
    Since 2022-03-18
  • NY RA
    APPROVED
    Since 2022-03-18
  • TX RA
    APPROVED_RES
    Since 2022-03-18

Branch Locations

200 W 41St Street Suite 1902, New York, NY 10036 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rutgers University New Brunswick NJ 09/2006 03/2022
Metlife New York NY 11/2015 03/2017
Massmutual Life Insurance Co New York NY 07/2016 03/2022
Mml Investors Services, Llc New York NY 03/2017 03/2022
Ameriprise Financial Services Llc New York NY 03/2022 Present
Previous Registrations
  • 2017-03-25 → 2022-03-24
    New York City, NY
    New York, NY
  • 2015-11-06 → 2017-03-25
    Msi Financial Services, Inc.
    New York, NY
    New York City, NY
  • 2009-07-07 → 2015-11-09
    Howell, NJ
    Manalapan, NJ
    East Brunswick, NJ
    Manalapan, NJ
Other Businesses

Independent Insurance Brokering; Guardian; 03/18/2022; / Penn Mutual; 03/18/2022; Disability Income / TransAmerica; 03/13/2023; / Group health; 08/01/2024; Health. Business Ownership; Tipping Point Wealth LLC; Run and co-manage team as well as my own book of business; Wholistic Financial Planning; 200 W 41 St, 21 Floor E, , New York, NY, 10036; Investment-Related; 05/26/2021; 60 hours per month; 60 during trading hours / Garrett Hurley; Run team with co-managing partner and own BOB; Wholistic Financial Planning; 200 W 41 St, 21 Floor E, , New York, NY, 10036; Investment-Related; 03/18/2022; 60 hours per month; 60 during trading hours / Hurley Squared Consulting; Co-owner; Consulting; 125 Effingham Place, , Westfield, NJ, 07090; Not Investment-Related; 06/01/2024; 0 hours per month; 0 during trading hours / Hurley Squared Syndicate; Owner; Real Estate; 125 Effingham Place, , Westfield, NJ, 07090; Not Investment-Related; 06/01/2024; 0 hours per month; 0 during trading hours / Hurley Squared LLC; Co-owner; Consulting; 125 Effingham Place, , Westfield, NJ, 07090; Not Investment-Related; 05/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Hurley Squared Coaching; Owner; Consulting; 125 Effingham Place, , Westfield, NJ, 07090; Not Investment-Related; 05/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Hurley Squared Travel; Owner; As per discussions, we wanted to add a travel concept where we would be able to complete travel for HNW/UNHNW families, with proceeds going to a charitable foundation; 125 Effingham Place, , Westfield, NJ, 07090; Not Investment-Related; 09/19/2025; 1 to 9 hours per month; 0 during trading hours / Brix Brokerage; Strategic decision making on acquisition of clients in the property and casualty insurance space; PROPERTY AND CASAULTY INSURANCE WEBSITE REDIRECTING TO NEW SITE UNDER HURLEY SQUARED BROKERAGE; 28 River Drive, , Marlboro, NJ, 07746; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours / Hurley Squared Brokerage; Owner; property and casualty insurance - this is actually same OBA as BRIX BROKERAGE, but we need to file for a name change. In talks with compliance, we were advised to first add the new OBA, we will remove Brix Brokerage once approved; 28 RIVER DRIVE, , MARLBORO, NJ, 07746; Not Investment-Related; 11/14/2025; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee, distribution advisor. Outside Employment; Tipping Point Wealth LLC; Managing Partner - Run and co-manage team as well as my own book of business; ; 200 W 41 St, 21 Floor E, , New York, NY, 10036; Investment-Related; 05/26/2021; 60 hours per month; 60 during trading hours / Garrett Hurley; CEO/President - Run team with co-managing partner and own BOB; ; 200 W 41 St, 21 Floor E, , New York, NY, 10036; Investment-Related; 03/18/2022; 60 hours per month; 60 during trading hours. Other Business Activities; Getting Out Gracefully; Book publisjed; 86 Will Lane, , Watchung, NJ, 07069; Not Investment-Related; 07/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-26
S63 Uniform Securities Agent State Law Examination 2008-04-12
  • S65 Uniform Investment Adviser Law Examination
    2009-06-26
  • S63 Uniform Securities Agent State Law Examination
    2008-04-12
Designations
Other Names
  • Garrett William Hurley
  • Garrett Hurley

View on SEC IAPD

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