Sebastian Ficht

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 09/2020 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Other Businesses

Entity Name: Phoenix Tailings Investment related: No Address: 8 Henshaw St. Suite B Woburn, MA 01801 Nature of the other business: Metals and Raw Materials Position/Title/Relationship: Owner/Partner Start Date: 01/28/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Founded by MIT scientists, entrepreneurs & engineers, Phoenix Tailings creates sustainably produced metals and raw materials, recycled from mining waste. Leveraging cutting-edge technology, the company harvests domestic rare earths, iron, various pigment colors, and other raw materials, all with zero direct carbon emissions. While still at laboratory scale in Woburn, MA, the founders are backed by Olive Tree Capital, Techstars, Accomplice, My Climate Journey, US Department of Energy, US Departme Entity Name: Kraus Hamdani Aerospace Investment related: No Address: 5515 Doyle St. Emeryville, CA 94608 Nature of the other business: Aerospace Position/Title/Relationship: Owner/Partner Start Date: 01/23/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: At Kraus Hamdani Aerospace, we develop the worlds longest endurance fully electric zero-emissions Unmanned Aerial System ("UAS") in our size and weight category. Our K1000ULE UAS is a world first truly persistent and highly capable aerial platform revolutionizing how we conduct non-stop airborne operations. Our technology mimics nature by utilizing onboard Artificial Intelligence to silently glide through the air like a bird, and generate clean onboard energy using power harvested from the sun.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-04-01
• S63 Uniform Securities Agent State Law Examination
  2008-03-03