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Marc H. Gusto

LPl Financial LLC

San Diego, CA

Plantation, FL

Plantation, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-02
FL RA APPROVED 2023-10-04
  • TX RA
    APPROVED_RES
    Since 2025-05-02
  • FL RA
    APPROVED
    Since 2023-10-04

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Plantation, FL • United States

Plantation, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Plantation FL 02/2016 10/2023
Kestra Advisory Services Plantation FL 04/2016 10/2023
Lpl Financial Plantation FL 10/2023 Present
  • 02/2016 → 10/2023
    Kestra Investment Services, Llc
    Plantation, FL
  • 04/2016 → 10/2023
    Kestra Advisory Services
    Plantation, FL
  • 10/2023 → Present
    Lpl Financial
    Plantation, FL
Previous Registrations
  • 2016-04-29 → 2023-10-03
    Kestra Advisory Services, Llc
    Plantation, FL
  • 2016-02-18 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
    Plantation, FL
    Austin, TX
  • 2009-06-24 → 2016-02-25
    Lpl Financial Llc
    Charlotte, NC
  • 2008-03-04 → 2009-06-24
    Ameriprise Advisor Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-03
S63 Uniform Securities Agent State Law Examination 2008-02-22
  • S66 Uniform Combined State Law Examination
    2008-03-03
  • S63 Uniform Securities Agent State Law Examination
    2008-02-22
Other Names
  • Marc H Gusto

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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