Inactive

Jessica Swaim

Gilbert & Cook, Inc.

West Des Moines, IA

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Current Employers

Gilbert & Cook, Inc.

5058 Grand Ridge Drive, West Des Moines, IA 50265 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2020-10-15

IA RA
APPROVED

Since 2020-10-15

Branch Locations

5058 Grand Ridge Drive, West Des Moines, IA 50265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Iowa Rush	Ankeny	IA	08/2015	06/2018
Axa Advisors, Llc	New York	NY	08/2016	06/2020
Equitable Advisors, Llc	New York	NY	08/2016	09/2020
Gilbert & Cook, Inc.	West Des Moines	IA	09/2020	Present

08/2015 → 06/2018

Iowa Rush

Ankeny, IA
08/2016 → 06/2020

Axa Advisors, Llc

New York, NY
08/2016 → 09/2020

Equitable Advisors, Llc

New York, NY
09/2020 → Present

Gilbert & Cook, Inc.

West Des Moines, IA

Previous Registrations

2016-09-14 → 2020-10-06

Equitable Advisors, Llc

West Des Moines, IA
2011-09-14 → 2013-11-22

J.P. Morgan Securities Llc

Chicago, IL
2009-06-01 → 2011-10-06

Morgan Stanley

Columbia, SC

Riverwoods, IL
2008-10-30 → 2009-06-01

Citigroup Global Markets Inc.

Columbia, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-20

S66 Uniform Combined State Law Examination

2008-10-20

Designations

Other Names

Jessi Swaim
Jessica M Swaim

View on SEC IAPD

Other Firms

PRINCIPAL SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

FOSTER GROUP, INC.

KSA PARTNERS, LLC

LPL FINANCIAL LLC

ARETE WEALTH ADVISORS, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARK AVENUE SECURITIES LLC

Other Investors

DANIEL ALEXANDER ALLEN

JENNIE JEAN HENRY

PATRICK JOSEPH BYRNE

EDDIE RAY COLEMAN

JAMES LAWRENCE LUMLEY

CONOR J BOFFELI

ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA

PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

FOSTER GROUP, INC. · WEST DES MOINES, IA

KSA PARTNERS, LLC · WEST DES MOINES, IA

LPL FINANCIAL LLC · WEST DES MOINES, IA

ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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