Best Investors Account Sign in
Inactive

Ross Benjamin Polking

Foster Group, Inc.

West Des Moines, IA

Omaha, NE

Claim This Profile
Current Employers
Foster Group, Inc.

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2011-04-06
NE RA APPROVED 2011-04-05
TX RA APPROVED 2011-03-31
IL RA APPROVED 2009-05-01
IA RA APPROVED 2007-08-08
  • SD RA
    APPROVED
    Since 2011-04-06
  • NE RA
    APPROVED
    Since 2011-04-05
  • TX RA
    APPROVED
    Since 2011-03-31
  • IL RA
    APPROVED
    Since 2009-05-01
  • IA RA
    APPROVED
    Since 2007-08-08

Branch Locations

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

14301 Fnb Parkway Suite 207, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foster Group, Inc. West Des Moines IA 02/2009 08/2018
Foster Group, Inc. West Des Moines IA 09/2018 12/2023
Foster Group, Inc. West Des Moines IA 12/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-07
  • S65 Uniform Investment Adviser Law Examination
    2007-08-07
Designations

View on SEC IAPD

Other Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor