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Current Employers
Bcs Wealth Management, Llc

541 Sid Martin Road Suite A, Johnson City, TN 37615 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2010-10-27
  • TN RA
    APPROVED
    Since 2010-10-27

Branch Locations

541 Sid Martin Road Suite A, Johnson City, TN 37615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2010 Present
Bcs Financial, Llc, Dba Bcs Wealth Management, Llc Johnson City TN 10/2010 Present
  • 10/2010 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2010 → Present
    Bcs Financial, Llc, Dba Bcs Wealth Management, Llc
    Johnson City, TN
Previous Registrations
  • 2007-10-15 → 2010-10-04
    J.J.B. Hilliard, W.L. Lyons, Llc
    Kingsport, TN
Other Businesses

1. BCS FINANCIAL, LLC, DBA BCS WEALTH MANAGEMENT, LLC. AT REGISTERED LOCATION. INVESTMENT RELATED. RIA FIRM/IAR REPRESENTATIVE.__ 2. INSURANCE BUSINESS; INVESTMENT RELATED; AT REGISTERED LOCATION; INSURANCE SALES; AGENT; START DATE: 6/1/11; APPROX 5 HRS/MO; REFER AND SELL FIXED INSURANCE PRODUCTS I.E. LIFE, LTC, DISABILITY, ETC. THROUGH MACKIE FINANCIAL GROUP__ 3. PROPERTY AND CASUALTY INSURANCE. NOT INVESTMENT RELATED. AT REGISTERED LOCATION. REFERRING INSURANCE BUSINESS AND RECIEVING A COMISSION. REFERER. 10/2012. 5 HRS/MO. REFER VARIOUS INSURANCE.__ 4. PKS FINANCIAL SERVICES, INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 1220710/13/2010-PRESENT, FIXED INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Other Names
  • Nick Clay

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