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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-05-12 |
| TX | RA | APPROVED_RES | 2025-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc | Andover | MA | 11/2014 | 05/2025 |
| Morgan Stanley | Bangor | ME | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-09 |
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