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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-22 |
Branch Locations
3100 Smoketree Court Suite 1002, Raleigh, NC 27604 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Finanical Analysts, Inc. | Raleigh | NC | 05/2007 | 06/2023 |
| Triad Advisors, Inc | Norcross | GA | 02/2012 | 06/2023 |
| Advisory Services Network, Llc | Atlanta | GA | 02/2012 | 06/2023 |
| Ffi Alternatives Llc | Raleigh | NC | 01/2013 | 06/2023 |
| Lpl Financial, Llc | Raleigh | NC | 06/2023 | 08/2024 |
| Merit Financial Group Llc Dba Merit Financial Advisors | Raleigh | GA | 06/2023 | Present |
| Pks Investments | Albany | NY | 08/2024 | Present |
1. Merit Financial Advisors. Investment Related. At Registered Location. RIA. Wealth Manager/IAR. Start Date: 07/15/2024. 160 hrs/ month; all during trading hours. Service clients. 2. Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 07/15/2024. 0 hrs/ month; none during trading hours. Provide insurance advice based on the needs of client(s). 3. Rock Tide Media, LLC. Not Investment Related. 4441 Six Forks Road, Raleigh NC 27609 Suite 106-205. Content Creator. Owner. Start Date: 12/28/2016. 16 hrs/ month; all during trading hours. Business Owner - Provide Content to Google 4. Kern Foundation; Not investment-related; 4007 Marydell Lane, Durham NC 27707; Manager of family charity supporting local charitable organizations; Trustee; 05/05/2011; 2 hours monthly; 0 hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-06 |
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