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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED | 2025-10-02 |
Branch Locations
4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 11/2015 | 09/2019 |
| Jp Morgan Securities, Llc | Washington | DC | 09/2019 | 10/2025 |
| Jp Morgan Chase Bank, N.A. | Washington | DC | 09/2019 | 10/2025 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 10/2025 | Present |
JBA VENTURES LLC ; INV RELATED;SAN DIEGO ,CA; 100% OWNERSHIP; START DATE: 06/01/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-06 |
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