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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | San Diego | CA | 06/2014 | 05/2022 |
| Cetera Adviser Networks Llc | El Segundo | CA | 05/2022 | 10/2023 |
| Cetera Advisers Llc | Greenwood Village | CO | 05/2022 | 10/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2022 | 10/2023 |
| Cetera Financial Specialists | Schaumburg | IL | 05/2022 | 10/2023 |
| First Allied Securities | San Diego | CA | 05/2022 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 10/2023 |
| Independent Financial Group, Llc | San Diego | CA | 10/2023 | 12/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 12/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 12/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-07 |
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