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Andrew Jay Bailey

Rbc Capital Markets, LLC

Seal Beach, CA

Cypress, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-23
CA RA APPROVED 2016-02-01
  • TX RA
    APPROVED
    Since 2016-03-23
  • CA RA
    APPROVED
    Since 2016-02-01

Branch Locations

3010 Old Ranch Parkway Suite 470, Seal Beach, CA 90740-2760 • United States

Cypress, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Long Beach CA 02/2016 Present
City National Bank Long Beach CA 01/2018 Present
Previous Registrations
  • 2015-01-14 → 2016-02-02
    Morgan Stanley
    South Jordan, UT
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-14
  • S66 Uniform Combined State Law Examination
    2015-01-14
Other Names
  • Andrew Bailey
  • Andrew J Bailey

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
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