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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| NY | RA | APPROVED | 2022-11-16 |
Branch Locations
285 Main Mall, Poughkeepsie, NY 12601 • United States
2586 South Road, Poughkeepsie, NY 12601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wappingers Falls | NY | 03/2016 | 11/2016 |
| Wells Fargo Bank, Na | Wappingers Falls | NY | 03/2016 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Wappingers Falls | NY | 03/2016 | 11/2022 |
| J.P. Morgan Securities Llc | Wappingers Falls | NY | 11/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Wappingers Falls | NY | 11/2022 | Present |
| 3 Rs Llc | Poughkeepsie | NY | 03/2020 | Present |
| Jrpm Llc | Tampa | FL | 04/2021 | Present |
Entity Name: 3 Rs LLC Investment related: No Address: Poughkeepsie, NY 12603 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/12/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A real estate holding company. It was set up to buy and hold long term rental properties, condominium or single family home. Currently the company does not own any real estate property. Entity Name: JRPM LLC Investment related: No "Address: TAMPA FL 33610" Nature of the other business: Car Rental Position/Title/Relationship: Owner/Partner Start Date: 04/23/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business owned a vehicle that was being rented through a vehicle sharing company named TURO. JRPM LLC is based out of Florida. I am a silent member/owner and I am not involved in the day to day activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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