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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
NY RA APPROVED 2022-11-16
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • NY RA
    APPROVED
    Since 2022-11-16

Branch Locations

285 Main Mall, Poughkeepsie, NY 12601 • United States

2586 South Road, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wappingers Falls NY 03/2016 11/2016
Wells Fargo Bank, Na Wappingers Falls NY 03/2016 11/2022
Wells Fargo Clearing Services, Llc Wappingers Falls NY 03/2016 11/2022
J.P. Morgan Securities Llc Wappingers Falls NY 11/2022 Present
Jpmorgan Chase Bank, N.A. Wappingers Falls NY 11/2022 Present
3 Rs Llc Poughkeepsie NY 03/2020 Present
Jrpm Llc Tampa FL 04/2021 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Wappingers Falls, NY
  • 03/2016 → 11/2022
    Wells Fargo Bank, Na
    Wappingers Falls, NY
  • 03/2016 → 11/2022
    Wappingers Falls, NY
  • 11/2022 → Present
    Wappingers Falls, NY
  • 11/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Wappingers Falls, NY
  • 03/2020 → Present
    3 Rs Llc
    Poughkeepsie, NY
  • 04/2021 → Present
    Jrpm Llc
    Tampa, FL
Previous Registrations
Other Businesses

Entity Name: 3 Rs LLC Investment related: No Address: Poughkeepsie, NY 12603 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/12/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A real estate holding company. It was set up to buy and hold long term rental properties, condominium or single family home. Currently the company does not own any real estate property. Entity Name: JRPM LLC Investment related: No "Address: TAMPA FL 33610" Nature of the other business: Car Rental Position/Title/Relationship: Owner/Partner Start Date: 04/23/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business owned a vehicle that was being rented through a vehicle sharing company named TURO. JRPM LLC is based out of Florida. I am a silent member/owner and I am not involved in the day to day activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-23
S63 Uniform Securities Agent State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2014-04-23
  • S63 Uniform Securities Agent State Law Examination
    2012-05-22
Other Names
  • Ricardo A Ventura
  • Ricardo Ventura
  • Ricardo Antonio Ventura

View on SEC IAPD

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