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Joshua Page Smith

Rbc Capital Markets, LLC

Green Bay, WI

Neenah, WI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-27
WI RA APPROVED 2024-08-21
  • TX RA
    APPROVED
    Since 2024-08-27
  • WI RA
    APPROVED
    Since 2024-08-21

Branch Locations

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

Neenah, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Neenah WI 07/2007 12/2020
Associated Trust Company Neenah WI 01/2009 08/2024
Associated Investment Services, Inc. Green Bay WI 08/2024 08/2024
Rbc Capital Markets, Llc Green Bay WI 08/2024 Present
  • 07/2007 → 12/2020
    Associated Investment Services, Inc.
    Neenah, WI
  • 01/2009 → 08/2024
    Associated Trust Company
    Neenah, WI
  • 08/2024 → 08/2024
    Associated Investment Services, Inc.
    Green Bay, WI
  • 08/2024 → Present
    Rbc Capital Markets, Llc
    Green Bay, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-26
S66 Uniform Combined State Law Examination 2007-08-27
  • S63 Uniform Securities Agent State Law Examination
    2024-08-26
  • S66 Uniform Combined State Law Examination
    2007-08-27
Designations

View on SEC IAPD

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Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

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