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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-04-02
  • MA RA
    APPROVED
    Since 2012-04-02

Branch Locations

300 Unicorn Park Dr Fl 3, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2007 Present
Northwestern Investment Services, Llc Wakefield MA 12/2007 Present
University Of New Hampshire-Durham Durham NH 08/2004 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/2007 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2007 → Present
    Northwestern Investment Services, Llc
    Wakefield, MA
  • 08/2004 → Present
    University Of New Hampshire-Durham
    Durham, NH
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-27
S63 Uniform Securities Agent State Law Examination 2008-02-29
  • S65 Uniform Investment Adviser Law Examination
    2012-03-27
  • S63 Uniform Securities Agent State Law Examination
    2008-02-29
Other Names
  • Tim Charles Diminico

View on SEC IAPD

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