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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-07-31 |
| TX | RA | APPROVED_RES | 2015-07-31 |
Branch Locations
16870 West Bernardo Drive Suite 150, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Rancho Bernardo | CA | 07/2015 | Present |
1. La Jolla Golden Triangle Rotary Club Foundation; PO Box 13023 La Jolla CA 92039; Volunteer/Community service; Vice President/Board Member; Communicating to the club on behalf of the foundation; 01/03/2022; 2 hrs/week; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-16 |
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