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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-18 |
| OH | RA | APPROVED | 2019-02-15 |
Branch Locations
4449 Easton Way Suite 120, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cincinnati | OH | 04/2015 | 01/2019 |
| Stifel Nicolaus & Co Inc | Cincinnati | OH | 01/2019 | Present |
1. Michele Behling, CheleAllaModa; 4900 Hunt Road, Apt 1129 Cincinnati OH 45242; online sale of clothing, home goods; Owner/Designer; design products, customer service, accounting; 09/18/2023; 10.00hrs/week; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-22 |
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