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Michael David Perrone

J.P. Morgan Securities LLC

New York, NY

CRD 5384635

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-06-11
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave, Floor 02, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Previous Registrations
  • 2009-06-18 → 2012-10-01
    Chase Investment Services Corp.
    Ledgewood, NJ
    Flemington, NJ
    South Plainfield, NJ
    East Brunswick, NJ
    Somerset, NJ
    Plainfield, NJ
    Edison, NJ
    Westfield, NJ
    North Brunswick, NJ
    New Brunswick, NJ
    Jamesburg, NJ
    Edison, NJ
    Woodbridge, NJ
    Edison, NJ
    Franklin Park, NJ
    Manchester, NJ
    Linden, NJ
    Elizabeth, NJ
    Morristown, NJ
    Boonton, NJ
    Freehold, NJ
    Lawrenceville, NJ
    Hamilton Square, NJ
    Morristown, NJ
    West Windsor, NJ
    Woodbridge, NJ
    Metuchen, NJ
    East Windsor, NJ
    Ewing, NJ
    Freehold, NJ
    Hamilton, NJ
    Hazlet, NJ
    Mercerville, NJ
    Mount Freedom, NJ
    New Brunswick, NJ
    Ocean Township, NJ
    Piscataway, NJ
    Red Bank, NJ
    Somerset, NJ
    Tom River, NJ
    Toms River, NJ
    Avenel, NJ
    Brick, NJ
    Brick, NJ
    Colts Neck, NJ
    Englishtown, NJ
    Howell, NJ
    Jackson, NJ
    Lakewood, NJ
    Manasquan, NJ
    Monroe, NJ
    Neptune, NJ
    Old Bridge, NJ
    Pennington, NJ
    Shrewsbury, NJ
    Spring Lake, NJ
    Wall Township, NJ
    Perth Amboy, NJ
    Bradley Beach, NJ
    Deal, NJ
    Deal, NJ
    Long Branch, NJ
    Monroe, NJ
    Princeton, NJ
    Howell, NJ
    Lakewood, NJ
    Middletown, NJ
    Old Bridge, NJ
    Red Bank, NJ
    New York, NY
    Millburn, NJ
    Westfield, NJ
    Short Hills, NJ
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Florham Park, NJ
    Madison, NJ
    Summit, NJ
    Chatham, NJ
    New York, NY
    Westfield, NJ
    Chatham, NJ
    Short Hills, NJ
    Summit, NJ
    Madison, NJ
    Florham Park, NJ
    Millburn, NJ
    New York, NY
    New York, NY
    South Brunswick, NJ
    Raritan, NJ
    Freehold, NJ
    Manalapan, NJ
  • 2007-12-04 → 2009-05-15
    Securian Financial Services, Inc.
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-28
  • S66 Uniform Combined State Law Examination
    2007-11-28

View on SEC IAPD

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