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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| NY | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brighton Securities Corp. | Batavia | NY | 07/2007 | 05/2025 |
| Commonwealth Financial Network | Waltham | MA | 05/2025 | Present |
| Rfg Associates | Batavia | NY | 05/2025 | Present |
1. Fixed insurance sales; as of 6/01/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Hicks Restivo LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 5/06/2025; 5% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-08 |
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