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Kari Ann Kruger

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Cedar Rapids, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-23
  • TX RA
    APPROVED_RES
    Since 2015-01-23

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

303 3Rd Ave Se [Oj-Rbo], Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cedar Rapids IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Cedar Rapids IA 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-28
  • S63 Uniform Securities Agent State Law Examination
    1999-09-28
Other Names
  • Kari Ann Billett
  • Kari A Kruger

View on SEC IAPD

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EDDIE RAY COLEMAN
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CONOR J BOFFELI
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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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