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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-17 |
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | New York | NY | 07/2007 | Present |
| J.P. Morgan Securities Llc | New York | NY | 01/2012 | Present |
| Bearskin Farm | Scott | AZ | 01/2011 | Present |
Entity Name: Bearskin Farm Investment related: No Address: 322 Scott AR Nature of the other business: This is a grain farm which grows cotton, corn, wheat, soybeans and rice primarily in Scott, AR Position/Title/Relationship: General Partner Start Date: 01-Jan-2011 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Communicating between partners
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-28 |
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