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Christopher Defelice

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

Long Beach, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-10
NY RA APPROVED 2022-09-02
TX RA APPROVED 2022-09-02
  • FL RA
    APPROVED
    Since 2025-04-10
  • NY RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED
    Since 2022-09-02

Branch Locations

767 Fifth Ave 33Rd Fl, New York, NY 10153 • United States

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Long Beach, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Llc New York NY 07/2014 11/2017
Jpmorgan Chase Bank, N.A. New York NY 11/2017 09/2022
Jpmorgan Securities, Llc. New York NY 11/2017 09/2022
Wells Fargo Clearing Services, Llc New York NY 09/2022 Present
  • 07/2014 → 11/2017
    Morgan Stanley & Co. Llc
    New York, NY
  • 11/2017 → 09/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2017 → 09/2022
    Jpmorgan Securities, Llc.
    New York, NY
  • 09/2022 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-19
S63 Uniform Securities Agent State Law Examination 2011-08-14
  • S65 Uniform Investment Adviser Law Examination
    2025-03-19
  • S63 Uniform Securities Agent State Law Examination
    2011-08-14
Other Names
  • Christopher Vincent Defelice
  • Christopher V Defelice

View on SEC IAPD

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