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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
CT RA APPROVED 2023-07-21
NY RA APPROVED 2023-07-21
CA RA APPROVED 2013-01-31
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • CT RA
    APPROVED
    Since 2023-07-21
  • NY RA
    APPROVED
    Since 2023-07-21
  • CA RA
    APPROVED
    Since 2013-01-31

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc New York NY 11/2012 Present
  • 11/2012 → Present
    Cnr Securities, Llc
    New York, NY
Other Businesses

(1) Name of Entity: 807 Beach Avenue LLC Investment related Address of Entity: 807 Beach Avenue Bradley Beach, NJ 07720 Nature of OBA: My brother, Andrew Bove, and I own 807 Beach Avenue in Bradley Beach, NJ. The purpose of the LLC is to hold this property. We plan to rent it out in the future. Position/Title/Relationship: Partner Start Date: 07/05/23 Time devoted: 1hr per month; 0.5 during Securities trading hours Duties: My brother, Andrew Bove, and I own 807 Beach Avenue in Bradley Beach, NJ. The purpose of the LLC is to hold this property. We plan to rent it out in the future. (2) Name of the other business: Partners In Prevention Whether the business is investment-related: Non investment-related Address of the other business: 110B Meadowlands Parkway, Suite 302, Secaucus, New Jersey 07094 Nature of the other business: Non Profit Your position; title, or relationship with the other business: Board Member Start date of your relationship: 01/01/2026 Approximate number of hours/month you devote to the other business: Less than 10% Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Serve on the board of trustees of Partners in Prevention, which is a New Jersey based charitable organization. Their mission is to improve wellness and prevent substance use disorders and related health challenges to the community. I am not being paid for this role.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-30
  • S66 Uniform Combined State Law Examination
    2013-01-30
Other Names
  • Joe Bove

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