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1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-07 |
Branch Locations
225 Liberty St 11Th Floor, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Global Investors Distributors Llc | New York | NY | 11/2014 | 06/2018 |
| Allianz Global Investors U.S. Holdings Llc | New York | NY | 11/2014 | 06/2018 |
| Jpm Distribution Srvcs, Inc. | New York | NY | 06/2018 | 08/2019 |
| Jpm Investment Management | New York | NY | 06/2018 | 08/2019 |
| Neuberger Berman | New York | NY | 09/2019 | 03/2025 |
| Invesco | New York | NY | 06/2025 | Present |
4 ARTISTS AGENCY; NOT INVESTMENT RELATED; 16 WEST 16TH ST, 8FN, NEW YORK, NY 10011, USA; REPRESENT EMERGING ARTISTS--TYPICALLY GETTING THEIR ART WORK EXHIBITED IN CAFES, INDEPENDENT GALLERIES, ART FAIRS, AND OTHER SPACES, AS WELL AS PUBLISHED IN ART MAGAZINES AND OTHER MEDIA. TYPICALLY THE ARTISTS ARE FOREIGN AND NEED HELP WITH COMMUNICATING THEIR VISION AND MISSION WITH AMERICAN BUSINESSES AND ART INDUSTRY ENTITIES; FOUNDER/CEO; START: 01/2025; 4-5 HRS/MO, NOT DURING TRADING HOURS; RELATIONSHIP BUILDING AND CONNECTING EMERGING ARTISTS WITH BUSINESS OWNERS, ART GALLERY CURATORS/OWNERS, PUBLISHERS, MAGAZINE CREATIVE DIRECTORS, ETC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-05 |
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