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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-13 |
| NJ | RA | APPROVED | 2015-11-16 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
Hillsdale, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 11/2015 | Present |
Contractually employed with Plodimex USA Inc, non-investment related firm located at 375 Sylvan Avenue in Englewood Cliffs, NJ for assistance in administrative duties during weekends only less that 10 hrs/month. No weekday hours are devoted to this company. PLODIMEX USA INC / 375 SYLVAN AVE ENGLEWOOD CLIFFS,NJ 07632 / No/ Privately Held / USD / No / No / / Start Date 10/19/15 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-31 |
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