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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-08-22 |
Branch Locations
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jeffrey B. Mcclaugherty | Raleigh | NC | 05/2014 | 08/2018 |
| Principal Life Insurance Company | Raleigh | NC | 08/2018 | Present |
| Principal Securities, Inc. | Raleigh | NC | 08/2018 | Present |
**Fixed Insurance; Investment Related; 4141 Parklake Ave, Suite 510, Raleigh, NC 27612; Agent; Life, Annuities, DI, LTC; Start Date: 09/04/2018; 10 hrs per month; 10 during trading hours. **OWN RENTAL REAL ESTATE POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 3705 Edwards Mill Road, Raleigh NC 27612, United States DESCRIPTION: Own real estate that is rented out on a long-term contract basis.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-09 |
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