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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garrett J Bleakley | San Diego | CA | 03/2014 | 04/2018 |
| Northwestern Mutual Investment Services, Llc | San Diego | CA | 03/2014 | 12/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2018 |
| Warren Duthie | San Diego | CA | 12/2016 | 12/2018 |
| T Scott Dudley | San Diego | CA | 12/2016 | 12/2018 |
| David W Mc Quade | San Diego | CA | 12/2016 | 12/2018 |
| John O Todd | San Diego | CA | 12/2016 | 12/2018 |
| Thomas Matthew Smith | San Diego | CA | 12/2016 | 12/2018 |
| Jared M Oberland | San Diego | CA | 12/2016 | 12/2018 |
| Andrew Brian Cook | San Diego | CA | 12/2016 | 12/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2018 | Present |
| Cetera Advisors Llc | Denver | CO | 12/2018 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2018 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2018 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 12/2018 | Present |
| First Allied Securities, Inc. (Fasi) | San Diego | CA | 12/2018 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
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