Emmanuel Asuncion

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 04/2018
  Garrett J Bleakley
  San Diego, CA
• 03/2014 → 12/2018
  Northwestern Mutual Investment Services, Llc
  San Diego, CA
• 01/2016 → 12/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2016 → 12/2018
  Warren Duthie
  San Diego, CA
• 12/2016 → 12/2018
  T Scott Dudley
  San Diego, CA
• 12/2016 → 12/2018
  David W Mc Quade
  San Diego, CA
• 12/2016 → 12/2018
  John O Todd
  San Diego, CA
• 12/2016 → 12/2018
  Thomas Matthew Smith
  San Diego, CA
• 12/2016 → 12/2018
  Jared M Oberland
  San Diego, CA
• 12/2016 → 12/2018
  Andrew Brian Cook
  San Diego, CA
• 12/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2018 → Present
  Cetera Advisors Llc
  Denver, CO
• 12/2018 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2018 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 12/2018 → Present
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 12/2018 → 09/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-03-21 → 2018-12-19
  Northwestern Mutual Investment Services, Llc
  San Diego, CA
• 2010-01-15 → 2014-02-14
  U.S. Bancorp Advisors, Llc
  Manhattan Beach, CA
  Los Angeles, CA
• 2008-01-15 → 2008-02-19
  Ameriprise Financial Services, Llc
  Long Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2007-12-04

Other Names

• Noel Buenaventura Asuncion
• Emmanuel Buenaventura Asuncion