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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-25
TN RA APPROVED 2013-08-16
  • TX RA
    APPROVED_RES
    Since 2024-01-25
  • TN RA
    APPROVED
    Since 2013-08-16

Branch Locations

1167 Trotwood Ave, Columbia, TN 38401-3033 • United States

White Bluff, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Franklin TN 08/2013 03/2020
Ameriprise Financial Services, Llc Columbia TN 03/2020 Present
Previous Registrations
  • 2009-04-02 → 2013-08-20
    Msi Financial Services, Inc.
    Dickson, TN
    Memphis, TN
Other Businesses

Business Ownership; BLT Properties; ; Real Estate development, purchase, sale and/or lease; 10200 Ramsey WayDickson, TN 37055, ,; Not Investment-Related; 06/01/2005; 1 to 9 hours per month; 0 during trading hours / Smokey Grove Investments, LLC; ; Real Estate development, purchase, sale and/or lease; 10200 Ramsey WayDickson, TN 37055, ,; Not Investment-Related; 12/22/2006; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Dickson County Family YMCA Board of Directors; Board Chair; 225 Henslee Dr, , Dickson, TN, 37055; Not Investment-Related; 05/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Dickson County Family YMCA; Executive Member Board Chair; 225 Henslee Dr, , Dickson, TN, 37055; Not Investment-Related; 05/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-17
S63 Uniform Securities Agent State Law Examination 2007-08-31
  • S65 Uniform Investment Adviser Law Examination
    2009-03-17
  • S63 Uniform Securities Agent State Law Examination
    2007-08-31
Other Names
  • Heath Larkin

View on SEC IAPD

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