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David Anthony Gonzalez

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Saint George, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
AZ RA APPROVED 2012-04-17
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • AZ RA
    APPROVED
    Since 2012-04-17
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

592 N Mall Dr, Saint George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Scottsdale AZ 06/2006 Present
Wells Fargo Advisors Llc Scottsdale AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
  • 06/2006 → Present
    Wells Fargo Bank Na
    Scottsdale, AZ
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Scottsdale, AZ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
Previous Registrations
  • 2007-09-04 → 2011-01-03
    Wells Fargo Investments, Llc
    St. George, UT
    Washington, UT
    St. George, UT
    Washington, UT
    Salt Lake City, UT
Other Businesses

THE CHARLOTTE BEATTY TRUST;INV RELATED; WASHINGTON/SAINT GEORGE,UT; HELPING MOTHER WITH FINANCES;TRUSTEE; START DATE: 07/31/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-31
  • S66 Uniform Combined State Law Examination
    2007-08-31

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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