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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-05-18 |
| TX | RA | APPROVED | 2023-05-18 |
Branch Locations
331 Newman Springs Road Building 1, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Red Bank | NJ | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Bank | NJ | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Red Bank | NJ | 05/2023 | Present |
ROCKET'S HORDE, NOT INV RELATED, HAZLET, NJ, 100% OWNERSHIP, START 1/1/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, SALES OF COMICS AND TRADING CARDS. MARINUS FINANCIAL LLC, INV RELATED, RED BANK, NJ, 16.66% OWNERSHIP, START 11/23/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. PANTA DYNATO LLC, INV RELATED, HAZLET, NJ, 100% OWNERSHIP, START 3/20/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. TRUSTEE FOR MARINUS FINANCIAL 401K, INV RELATED, RED BANK, NJ, START 5/19/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
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