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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-11-02 |
| MD | RA | APPROVED | 2023-10-06 |
| VA | RA | APPROVED | 2023-08-23 |
| ME | RA | APPROVED | 2023-08-22 |
| FL | RA | APPROVED | 2022-01-04 |
| DC | RA | APPROVED | 2021-12-21 |
| CO | RA | APPROVED | 2021-11-23 |
| SC | RA | APPROVED | 2021-11-23 |
| NJ | RA | APPROVED | 2021-11-19 |
| CA | RA | APPROVED | 2021-11-10 |
| CT | RA | APPROVED | 2021-11-09 |
| IL | RA | APPROVED | 2021-11-09 |
| PA | RA | APPROVED | 2021-11-09 |
| VT | RA | APPROVED | 2021-11-09 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2012-03-29 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 11/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-13 |
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