Andres A Cardona

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marina Del Rey, CA

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-16
CA	RA	APPROVED	2016-06-15

TX RA
APPROVED_RES

Since 2016-06-16
CA RA
APPROVED

Since 2016-06-15

Branch Locations

121 Windward Ave, Venice, CA 90291 • United States

4625 Admiralty Way, Marina Del Rey, CA 90292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	El Segundo	CA	07/2016	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	El Segundo	CA	06/2016	Present

07/2016 → Present

Bank Of America, N.A.

El Segundo, CA
06/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA

Previous Registrations

2014-08-07 → 2016-04-29

Citigroup Global Markets Inc.

Los Angeles, CA
2011-01-18 → 2014-07-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Charlotte, NC

Santa Monica, CA

Santa Monica, CA
2010-01-06 → 2011-01-03

Chase Investment Services Corp.

Carson, CA

Carson, CA
2009-08-27 → 2009-12-19

Citigroup Global Markets Inc.

Orinda, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-03

S66 Uniform Combined State Law Examination

2009-08-03

Other Names

Andres Cardona

View on SEC IAPD

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