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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-06
TX RA APPROVED_RES 2020-09-17
  • CA RA
    APPROVED
    Since 2022-06-06
  • TX RA
    APPROVED_RES
    Since 2020-09-17

Branch Locations

514 Washington Blvd, Marina Del Rey, CA 90292 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Marina Del Rey CA 09/2011 Present
Wells Fargo Bank, N.A. Marina Del Rey CA 05/1997 Present
  • 09/2011 → Present
    Wells Fargo Advisors Llc
    Marina Del Rey, CA
  • 05/1997 → Present
    Wells Fargo Bank, N.A.
    Marina Del Rey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-06
S63 Uniform Securities Agent State Law Examination 2012-03-13
  • S66 Uniform Combined State Law Examination
    2022-06-06
  • S63 Uniform Securities Agent State Law Examination
    2012-03-13

View on SEC IAPD

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