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Patrick Norambuena

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-17
CA RA APPROVED 2022-04-06
  • TX RA
    APPROVED_RES
    Since 2022-05-17
  • CA RA
    APPROVED
    Since 2022-04-06

Branch Locations

12316 W Washington Blvd, Los Angeles, CA 90066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc El Segundo CA 10/2020 02/2022
Charter Communications Los Angeles CA 12/2019 07/2020
Unemployed Pico Rivera CA 12/2016 12/2019
Unemployed Pico Rivera CA 07/2020 10/2020
Frontier Communications Irving TX 04/2016 11/2016
The Prudential Insurance Company Of America El Segundo CA 04/2021 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2022 Present
Bank Of America, N.A. Los Angeles CA 04/2022 Present
  • 10/2020 → 02/2022
    Pruco Securities Llc
    El Segundo, CA
  • 12/2019 → 07/2020
    Charter Communications
    Los Angeles, CA
  • 12/2016 → 12/2019
    Unemployed
    Pico Rivera, CA
  • 07/2020 → 10/2020
    Unemployed
    Pico Rivera, CA
  • 04/2016 → 11/2016
    Frontier Communications
    Irving, TX
  • 04/2021 → 02/2022
    The Prudential Insurance Company Of America
    El Segundo, CA
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 04/2022 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2021-03-26

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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