Patrick Norambuena

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 02/2022
  Pruco Securities Llc
  El Segundo, CA
• 12/2019 → 07/2020
  Charter Communications
  Los Angeles, CA
• 12/2016 → 12/2019
  Unemployed
  Pico Rivera, CA
• 07/2020 → 10/2020
  Unemployed
  Pico Rivera, CA
• 04/2016 → 11/2016
  Frontier Communications
  Irving, TX
• 04/2021 → 02/2022
  The Prudential Insurance Company Of America
  El Segundo, CA
• 02/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 04/2022 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2021-04-15 → 2022-02-17
  Pruco Securities, Llc.
  El Segundo, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-03-26