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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-27
  • CA RA
    APPROVED
    Since 2017-02-27

Branch Locations

514 Washington Blvd, Marina Del Rey, CA 90292 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Marina Del Rey CA 01/2000 Present
Wells Fargo Advisors Llc Marina Del Rey CA 04/2016 11/2016
Wells Fargo Clearing Services, Llc Marina Del Rey CA 11/2016 Present
  • 01/2000 → Present
    Wells Fargo Bank
    Marina Del Rey, CA
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    Marina Del Rey, CA
  • 11/2016 → Present
    Marina Del Rey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-24
  • S66 Uniform Combined State Law Examination
    2017-02-24
Other Names
  • Christian Vinicio Corado

View on SEC IAPD

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