John L Obrien

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 01/2017
  Neuberger Berman Llc
  New York, NY
• 01/2017 → 08/2017
  Tudor Investment Corp
  New York, NY
• 08/2017 → 03/2019
  Aptigon Capital
  New York, NY
• 05/2019 → 08/2022
  Crestline
  New York, NY
• 08/2022 → Present
  Neuberger Berman Llc
  New York, NY

Previous Registrations

• 2015-05-22 → 2017-01-10
  Neuberger Berman Bd Llc
  New York, NY

Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-27
• S65 Uniform Investment Adviser Law Examination
  2015-05-21
• S63 Uniform Securities Agent State Law Examination
  2011-12-28

Other Names

• John L Obrien
• John L O'BRien