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Nicholas Johnson

Willis Johnson Wealth

Houston, TX

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Current Employers
Willis Johnson Wealth

5847 San Felipe Suite 1500, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-18
  • TX RA
    APPROVED
    Since 2011-11-18

Branch Locations

5847 San Felipe Suite 1500, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Houston TX 06/2007 01/2018
Willis Johnson & Associate Houston TX 06/2009 12/2019
Willis Johnson & Associates Houston TX 01/2020 01/2026
Willis Johnson & Associates Houston TX 09/2024 Present
Willis Johnson & Associates Houston TX 11/2011 Present
Willis Johnson & Associates Houston TX 01/2026 Present
Willis Johnson & Associates Houston TX 06/2009 Present
  • 06/2007 → 01/2018
    Fsc Securities Corporation
    Houston, TX
  • 06/2009 → 12/2019
    Willis Johnson & Associate
    Houston, TX
  • 01/2020 → 01/2026
    Willis Johnson & Associates
    Houston, TX
  • 09/2024 → Present
    Willis Johnson & Associates
    Houston, TX
  • 11/2011 → Present
    Willis Johnson & Associates
    Houston, TX
  • 01/2026 → Present
    Willis Johnson & Associates
    Houston, TX
  • 06/2009 → Present
    Willis Johnson & Associates
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-13
S63 Uniform Securities Agent State Law Examination 2008-08-30
  • S65 Uniform Investment Adviser Law Examination
    2011-11-13
  • S63 Uniform Securities Agent State Law Examination
    2008-08-30
Designations

View on SEC IAPD

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PEREA CAPITAL · HOUSTON, TX
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HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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