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James N Argentine

Spc

Mount Prospect, IL

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-02-07
  • IL RA
    APPROVED
    Since 2014-02-07

Branch Locations

115 S Emerson, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 02/2014 Present
Spc Ann Arbor MI 02/2014 Present
  • 02/2014 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 02/2014 → Present
    Spc
    Ann Arbor, MI
Previous Registrations
  • 2012-07-31 → 2014-02-19
    Msi Financial Services, Inc.
    Buffalo Grove, IL
    Arlington Heights, IL
    Chicago, IL
Other Businesses

1. INDEPENDENT INSURANCE AGENT (LIFE/ACCIDENT/HEALTH) 2 SECURITIES TRADING HOURS WEEKLY, 2 NON SECURITIES TRADING HOURS WEEKLY, START DATE 10/2012 2. dba - Prospective Financial, sole prop. Start date: 9/21/15, approx. 40 hrs/wk.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-05
S63 Uniform Securities Agent State Law Examination 2009-03-07
  • S66 Uniform Combined State Law Examination
    2012-07-05
  • S63 Uniform Securities Agent State Law Examination
    2009-03-07
Designations
Other Names
  • Jim N Argentine

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
ALO FINANCIAL PLANNING
STRATFORD INVESTMENT ADVISORY GROUP, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
DALY INVESTMENT MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

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Laura Lee Beran
Chad Bauer
James Brandon Simmons
Victor P Simonelli
Bruce Wayne Biedar
JOHN BENJAMIN NOWAK

Other Offices

J.P. MORGAN SECURITIES LLC · Mount Prospect, IL
EDWARD JONES · MT PROSPECT, IL
EDWARD JONES · Mount Prospect, IL
EDWARD JONES · MT PROSPECT, IL
ALO FINANCIAL PLANNING · MOUNT PROSPECT, IL
STRATFORD INVESTMENT ADVISORY GROUP, INC. · MT. PROSPECT, IL
STRATFORD INVESTMENT ADVISORY GROUP, INC. · MOUNT PROSPECT, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Mount Prospect, IL

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