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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-11-05
TX RA APPROVED 2025-11-05
  • MO RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

190 Carondelet Plz Ste 800, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chesterfield MO 10/2015 11/2025
Merrill Lynch, Pierce, Fenner & Smith Inc Chesterfield MO 10/2015 11/2025
Wells Fargo Clearing Services, Llc Clayton MO 11/2025 Present
  • 10/2015 → 11/2025
    Bank Of America, N.A.
    Chesterfield, MO
  • 10/2015 → 11/2025
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Chesterfield, MO
  • 11/2025 → Present
    Clayton, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-06
S63 Uniform Securities Agent State Law Examination 2009-08-18
  • S66 Uniform Combined State Law Examination
    2010-07-06
  • S63 Uniform Securities Agent State Law Examination
    2009-08-18

View on SEC IAPD

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