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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
500 South Water Street, Wilmington, IL 60481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Wilmington | IL | 10/2011 | 10/2016 |
| Summit Brokerage Services, Inc. | Wilmington | IL | 11/2016 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) HUGHES & HUGHES FINANCIAL ADVISORS, INC; NON-INVESTMENT RELATED; ADDRESS SAME AS BRANCH; CO-OWNER; 40 HOURS A MONTH AND 40 HOURS A MONTH DURING TRADING: TAX PURPOSES ONLY NOT DBA (2) HUGHES INVESTMENT SERVICES; SAME ADDRESS AS REGISTERED BRANCH; DBA NAME; OWNER; 09/03/2019; APPX 160 HRS/MONTH; APPX 160 HRS/MONTH DURING TRADING; DOING BUSINESS AS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-11 |
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