Douglas Evan Hughes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 10/2016
  Wells Fargo Advisors Financial Network, Llc
  Wilmington, IL
• 11/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Wilmington, IL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-11-03 → 2021-05-20
  Summit Financial Group Inc
  Wilmington, IL
• 2011-10-07 → 2016-10-25
  Wells Fargo Advisors Financial Network, Llc
  Wilmington, IL
• 2008-07-16 → 2011-10-10
  Edward Jones
  Wilmington, IL
  St Louis, MO
  Wilmington, IL

Other Businesses

(1) HUGHES & HUGHES FINANCIAL ADVISORS, INC; NON-INVESTMENT RELATED; ADDRESS SAME AS BRANCH; CO-OWNER; 40 HOURS A MONTH AND 40 HOURS A MONTH DURING TRADING: TAX PURPOSES ONLY NOT DBA (2) HUGHES INVESTMENT SERVICES; SAME ADDRESS AS REGISTERED BRANCH; DBA NAME; OWNER; 09/03/2019; APPX 160 HRS/MONTH; APPX 160 HRS/MONTH DURING TRADING; DOING BUSINESS AS

Exams

• S66 Uniform Combined State Law Examination
  2008-07-11