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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-21
IL RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2015-01-21
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

205 South Water Street, Wilmington, IL 60481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Wilmington IL 03/2005 Present
Francis Insurance Agency, P.C. Wilmington IL 12/2006 12/2016
Raymond James Financial Services Advisors, Inc Wilmington IL 01/2009 Present
Daily & Francis, Llc Wilmington IL 04/2011 01/2017
Sj Francis Insurance Agency, Inc. Wilmington IL 12/2009 01/2017
Oak Knoll Farm/Francis Bros. Wilmington IL 04/2014 Present
Daily & Company Wilmington IL 06/2014 10/2016
Premier Ag Partners Llc Wilmington IL 09/2013 12/2016
Oak Knoll Tax Co. Wilmington IL 06/2016 Present
Oak Knoll Insurance Strategies, Inc. Wilmington IL 06/2016 Present
  • 03/2005 → Present
    Raymond James Financial Services
    Wilmington, IL
  • 12/2006 → 12/2016
    Francis Insurance Agency, P.C.
    Wilmington, IL
  • 01/2009 → Present
    Wilmington, IL
  • 04/2011 → 01/2017
    Daily & Francis, Llc
    Wilmington, IL
  • 12/2009 → 01/2017
    Sj Francis Insurance Agency, Inc.
    Wilmington, IL
  • 04/2014 → Present
    Oak Knoll Farm/Francis Bros.
    Wilmington, IL
  • 06/2014 → 10/2016
    Daily & Company
    Wilmington, IL
  • 09/2013 → 12/2016
    Premier Ag Partners Llc
    Wilmington, IL
  • 06/2016 → Present
    Oak Knoll Tax Co.
    Wilmington, IL
  • 06/2016 → Present
    Oak Knoll Insurance Strategies, Inc.
    Wilmington, IL
Other Businesses

(1)Name of Business: 200 Block LLC Address: 205 S Water St, Wilmington, IL, 60481-1375, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/25/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord for building that my RJ business occupies (2)Name of Business: Oak Knoll Farm/Francis Bros. Address: 33891 S. Rivals Rd, Wilmington, IL, 60481, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 04/01/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage share crop operation (3)Name of Business: Oak Knoll Financial Strategies, LLC Address: 205 S Water St, Wilmington, IL, 60481, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is my RJ support company. (4)Name of Business: Oak Knoll Insurance Strategies, Inc. Address: 205 S Water St, Wilmington, IL, 60481, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Overseer/owner (5)Name of Business: Oak Knoll Tax Co. Address: 205 S Water St, Wilmington, IL, 60481, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Overseer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-18
  • S66 Uniform Combined State Law Examination
    2005-04-18
Designations

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