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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-10-09 |
Branch Locations
205 South Water Street, Wilmington, IL 60481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wilmington | IL | 05/2012 | Present |
| Daily & Francis | Wilmongton | IL | 01/2012 | 12/2016 |
| S.J. Francis Insurance Agency, Inc | Wilmington | IL | 11/2007 | 12/2016 |
| Raymond James Financial Services Advisors Inc. | Wilmington | IL | 10/2012 | Present |
| Daily & Francis Financial Services | Wilmington | IL | 10/2013 | 12/2016 |
| Oak Knoll Financial Strategies, Llc. | Wilmington | IL | 06/2016 | Present |
(1)Name of Business: Oak Knoll Insurance Strategies, Inc Address: 205 S Water St, Wilmington, IL, 60481, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manager (2)Name of Business: Prairie Lane Studios Address: 400 Prairie Lane, Wilmington, IL, 60481, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's piano/music lesson business. I will be involved in the bookkeeping and have access to the business checking account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-27 |
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