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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-10-09
  • IL RA
    APPROVED
    Since 2012-10-09

Branch Locations

205 South Water Street, Wilmington, IL 60481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wilmington IL 05/2012 Present
Daily & Francis Wilmongton IL 01/2012 12/2016
S.J. Francis Insurance Agency, Inc Wilmington IL 11/2007 12/2016
Raymond James Financial Services Advisors Inc. Wilmington IL 10/2012 Present
Daily & Francis Financial Services Wilmington IL 10/2013 12/2016
Oak Knoll Financial Strategies, Llc. Wilmington IL 06/2016 Present
  • 05/2012 → Present
    Raymond James Financial Services, Inc.
    Wilmington, IL
  • 01/2012 → 12/2016
    Daily & Francis
    Wilmongton, IL
  • 11/2007 → 12/2016
    S.J. Francis Insurance Agency, Inc
    Wilmington, IL
  • 10/2012 → Present
    Wilmington, IL
  • 10/2013 → 12/2016
    Daily & Francis Financial Services
    Wilmington, IL
  • 06/2016 → Present
    Oak Knoll Financial Strategies, Llc.
    Wilmington, IL
Other Businesses

(1)Name of Business: Oak Knoll Insurance Strategies, Inc Address: 205 S Water St, Wilmington, IL, 60481, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manager (2)Name of Business: Prairie Lane Studios Address: 400 Prairie Lane, Wilmington, IL, 60481, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's piano/music lesson business. I will be involved in the bookkeeping and have access to the business checking account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-27
  • S66 Uniform Combined State Law Examination
    2012-09-27
Designations

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