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Lucas Anthony Mistretta

Ubs Financial Services Inc.

Westfield, NJ

Mountainside, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-12-12
  • NJ RA
    APPROVED
    Since 2013-12-12

Branch Locations

109 North Avenue, Westfield, NJ 07090 • United States

Mountainside, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Red Bank NJ 08/2009 Present
  • 08/2009 → Present
    Ubs Financial Services
    Red Bank, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-09
Other Names
  • Lucas Mistretta

View on SEC IAPD

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CERITY PARTNERS LLC · WESTFIELD, NJ
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