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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-17 |
Branch Locations
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | White Plains | NY | 05/2016 | 05/2019 |
| Morgan Stanley | Greenwich | CT | 06/2019 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 09/2021 | 04/2025 |
| Snowden Lane Partners | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-13 |
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