Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-03-10
NM RA APPROVED 2008-01-31
  • TX RA
    APPROVED
    Since 2008-03-10
  • NM RA
    APPROVED
    Since 2008-01-31

Branch Locations

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 08/2007 Present
Bank Of America, N.A. Albuquerque NM 12/2009 Present
Other Businesses

I*25058FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: STATE LEGISLATUREINVESTMENT RELATED: NADDRESS OF BUSINESS:SANTA FE, NEW MEXICO 87501NATURE OF BUSINESS: OTHER,HELPING ORGANIZE HOOPS 4 HOPEPOSITION, TITLE, ASSOCIATION: OTHER, ORGANIZE BASKETBALL GAMESTART DATE OF RELATIONSHIP: 1/25/2008NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WILL BE FUNDRAISING AND ORGANIZING THE EVENT FOR THE BBAL GAME! BBALL GAME ORGANIZERI*120164For profit or not for profit: Non-Profit Organization Name of outside business organization: United Way of Central New Mexico Investment related: No Address of business: Albuquerque, New Mexico 87106Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/31/2019Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: I have been asked to serve on the Mission Families committee. It will require monthly meetings. Mission Families mission Mission: Families has a vision for resilient children and families so that more families have opportunities to thrive.I*9020For profit or not for profit: Name of outside business organization: XXXXX Argonite Dr. NW Investment related: Address of business: Albuquerque, New Mexico 87114 Position, title, association: Start date of relationship: 5/1/2017Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties:I*2226260, Entity Type: Entity Charitable, Name of OBA: United Way of North Central New Mexico, Address: Albuquerque, New Mexico, 87106, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 03/11/2025, No Hours: 4 Monthly, No Hours during Trading: 2 Monthly, Duties: I will be joining the board of directors. United Way of North Central NM is intrical to our community. I*3297280 Entity Type: Entity For Profit Name of OBA: Carlo, Inc. Address: Albuquerque, New Mexico, 87125 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 2, Monthly Duties: Commercial Real Estate Company Board Member for the organization. As well in terms of the compensation I will receive is related to what i previously outlined and not for any additional responsibilities that i didn't list.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-29
  • S66 Uniform Combined State Law Examination
    2008-01-29
Other Names
  • Billy L Gupton
  • Will L Gupton
  • William Lindsay Gupton
  • William Lindsay Gupton
  • Billy L Gupton
  • William Lindsay Gupton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor