Brent A Niswander

Employer firm

Credit Union Investment Services CRD 144871

$111.0K regulatory AUM 36,300 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 10/2020
  Lpl Financial
  Cary, NC
• 11/2014 → 10/2020
  The Fidelity Bank
  Cary, NC
• 10/2020 → 12/2021
  J.P. Morgan Securities Llc
  Durham, NC
• 03/2019 → 08/2019
  Fedex Express
  Raleigh, NC
• 09/2019 → 10/2020
  Amazon
  Raleigh, NC
• 12/2021 → 05/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 10/2014 → 10/2020
  Financial Resources Group
  Fort Mill, SC
• 12/2021 → 05/2023
  Bank Of America, N.A.
  Raleigh, NC
• 05/2023 → Present
  State Employees' Credit Union
  Raleigh, NC
• 05/2023 → Present
  Secu Brokerage Services
  Raleigh, NC
• 05/2023 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 05/2023 → Present
  Credit Union Investment Services
  Raleigh, NC
• 08/2025 → Present
  Members Trust Company
  Tampa, FL

Previous Registrations

• 2022-05-16 → 2023-05-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
  Riverside, RI
  Raleigh, NC
• 2020-12-08 → 2021-12-11
  J.P. Morgan Securities Llc
  Garner, NC
  Charlotte, NC
  Durham, NC
• 2014-11-12 → 2020-10-29
  Lpl Financial Llc
  Raleigh, NC
  Dunn, NC
  Burlington, NC
  Dunn, NC
  Thomasville, NC
  Greensboro, NC
  Stoneville, NC
  Clemmons, NC
  Collinsville, VA
  Rocky Mt, VA
  Winston-Salem, NC
  Gibsonville, NC
  Martinsville, VA
• 2012-12-17 → 2014-03-21
  Pnc Wealth Management Llc
  Charlotte, NC
• 2011-10-24 → 2012-10-18
  Fifth Third Securities, Inc.
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Cary, NC
• 2009-06-01 → 2010-05-24
  Morgan Stanley
  Raleigh, NC
• 2008-03-10 → 2009-06-01
  Citigroup Global Markets Inc.
  Raleigh, NC

Other Businesses

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 5/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 05/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Entity Name: NC Watchmaker Investment related: N Address: Spokane WA Nature of the other business: E-Commerce Position/Title/Relationship: Employee/ Contractor Start Date: 08/20/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Ecommerce business focused on the repair and sales of timepieces and miscellaneous items related to watchmaking. Nothing being sold or repaired is related to my role at Chase Bank and JPMC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-04
• S63 Uniform Securities Agent State Law Examination
  2007-10-22

Other Names

• Brent Niswander
• Brent Alan Niswander