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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-03
CO RA APPROVED 2013-11-01
  • TX RA
    APPROVED
    Since 2026-04-03
  • CO RA
    APPROVED
    Since 2013-11-01

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Cherry Creek CO 06/2013 11/2016
Wells Fargo Clearing Services, Llc Cherry Creek CO 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-01
S63 Uniform Securities Agent State Law Examination 2010-02-05
  • S66 Uniform Combined State Law Examination
    2013-11-01
  • S63 Uniform Securities Agent State Law Examination
    2010-02-05
Designations

View on SEC IAPD

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