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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-08 |
Branch Locations
1585 Broadway Capital Markets, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 12/2013 | 01/2022 |
| Citigroup Global Markets Inc. | New York | NY | 01/2022 | 12/2024 |
| Morgan Stanley | New York | NY | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-09 |
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