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Cristian Fernando Sierra

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Bethesda, MD

Wayne, NJ

Basking Ridge, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-30
NJ RA APPROVED 2022-09-21
  • TX RA
    APPROVED
    Since 2022-09-30
  • NJ RA
    APPROVED
    Since 2022-09-21

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

1700 State Route 23, Wayne, NJ 07470 • United States

Basking Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank New York NY 12/2015 04/2022
Hsbc Securities New York NY 12/2015 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 04/2022 Present
Fidelity Investments New York NY 03/2022 04/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-24
S63 Uniform Securities Agent State Law Examination 2007-08-24
  • S66 Uniform Combined State Law Examination
    2021-03-24
  • S63 Uniform Securities Agent State Law Examination
    2007-08-24
Other Names
  • Cristian Sierra
  • Cristian Fernando Sierra
  • Christian F Sierra

View on SEC IAPD

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Other Offices

GLASSMAN WEALTH SERVICES, LLC · NORTH BETHESDA, MD
CETERA INVESTMENT ADVISERS LLC · North Bethesda, MD
GLASSMAN WEALTH SERVICES, LLC · BETHESDA, MD
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · North Bethesda, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
AMERIPRISE FINANCIAL SERVICES, LLC · ROCKVILLE, MD
EDWARD JONES · Rockville, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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