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Katie Lynn Catanzaro

LPl Financial LLC

Williamsville, NY

East Amherst, NY

Snyder, NY

Williamsville, NY

Amherst, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-13
NY RA APPROVED 2021-06-09
  • MD RA
    APPROVED
    Since 2025-11-13
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

740 Maple Road, Williamsville, NY 14221-3296 • United States

9328 Transit Rd., East Amherst, NY 14051-1453 • United States

2050 Kensington Ave., Snyder, NY 14226-4770 • United States

428 Evans St.-Evanstown Plaza, Williamsville, NY 14221-5670 • United States

Amherst, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc Amherst NY 02/2015 Present
Lpl Financial Llc Snyder NY 06/2021 Present
Lpl Financial Llc Snyder NY 06/2021 Present
Previous Registrations
  • 2015-02-12 → 2021-06-09
    M&T Securities, Inc.
    Snyder, NY
    Williamsville, NY
    Williamsville, NY
    Williamsville, NY
    Buffalo, NY
    Amherst, NY
    Buffalo, NY
    Cheektowaga, NY
    Williamsport, PA
    Cheektowaga, NY
    Buffalo, NY
    Baltimore, MD
    East Amherst, NY
  • 2010-02-22 → 2015-02-10
    Hsbc Securities (Usa) Inc.
    Depew, NY
    Buffalo, NY
    Depew, NY
    Buffalo, NY
  • 2008-05-20 → 2010-01-11
    Equitable Advisors, Llc
    Williamsville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-14
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S65 Uniform Investment Adviser Law Examination
    2007-08-14
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Other Names
  • Katie Tirado
  • Katie Lynn Tirado

View on SEC IAPD

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RABENOLD ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL ENTERPRISE, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL PARTNERS

Other Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

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