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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2016-05-02
NJ RA APPROVED 2015-11-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2016-05-02
  • NJ RA
    APPROVED
    Since 2015-11-16

Branch Locations

475 West 23Rd Street, New York, NY 10011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 10/2009 Present
J.P. Morgan Securities Llc New York NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-06
S63 Uniform Securities Agent State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2015-11-06
  • S63 Uniform Securities Agent State Law Examination
    2007-07-09
Designations
Other Names
  • Zhao J Yong
  • John Zhao

View on SEC IAPD

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